China Securities Regulatory Commission, Guidelines on Due Diligence Work of Sponsors
中国证券监督管理委员会保荐人尽职调查工作准则
Date:
July 2006
CLP Reference: 3700/06.05.29
Promulgated: 29 May 2006
Effective: 29 May 2006
Keywords (click to search): [due diligence] [sponsers] [securities] [public offering] [corporate governance] [sponser responsibility and liability] [CSRC]
Issued: May 29 2006
Effective: as of date of issue
Applicability: The term 'due diligence' refers to the process whereby a sponsor conducts a comprehensive investigation on a company for which it intends to be the sponsor for its public offering of securities, obtains a full understanding of the operations of the issuer as well as the risks and problems it has to face, and forms solid reasons to believe that the issuer complies with the offering conditions, as provided...
To continue reading this article, you must be a subscriber.
The rest of this article is available to subscribers only. Subscribe now to continue reading this article and to have full access to all other articles and full-text translations.