Rules for the Establishment of Securities Companies with Foreign Equity Participation (Revised)
外资参股证券公司设立规则(修订)
Foreign investors allowed wider access to securities joint ventures.
外资参股中国证券公司获进一步放宽
Issue: February 2008
CLP Reference: 3700/07.12.28 (1)
PRC Reference: 证监会令第52号
Promulgated: 28 December 2007
Effective: 01 January 2008
Keywords (click to search):
securities company
foreign investor
foreign equity participation
securities joint venture
securities JV
foreign securities firm
(Promulgated by the China Securities Regulatory Commission on December 28 2007 and effective as of January 1 2008.)
(中国证券监督管理委员会于二零零七年十二月二十八日公布，自二零零八年一月一日起施行。)
Article 1: These Rules are formulated in accordance with the relevant provisions of the Company Law and the Securities Law in order to meet the needs of the opening up of the securities market to foreign investment, to strengthen and improve the oversight of securities companies with foreign equity participation and to clarify the conditions and procedures for the establishment of securities companies with foreign equity participation.
第一条为了适应证券市场对外开放的需要，加强和完善对外资参股证券公司的监督管理，明确外资参股证券公司的设立条件和程序，根据《公司法》和《证券法》的有关规定，制定本规则。
Article 2: For the purposes of these Rules, the term "securities company with foreign equity participation" means:
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