China Securities Regulatory Commission, Guidelines on Working Drafts for the Sponsorship of the Offering and Listing of Securities
中国证券监督管理委员会证券发行上市保荐业务工作底稿指引
Working drafts for sponsor work must be kept for 10 years.
Issue: May 2009
CLP Reference: 3700/09.03.27(2)
Promulgated: 27 March 2009
Effective: 01 April 2009
Keywords (click to search):
sponsorship
working drafts
offering
listing
securities
sponsor representatives
Promulgated: March 27 2009
Effective: April 1 2009
Applicability: The term “working draft” refers to all types of important materials and work records related to the sponsor work that are obtained and prepared by the sponsor and its sponsor representatives during the whole process of their sponsor work (Article 2).
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