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Measures for the Administration of Pilot Projects for the Investment by Commercial Banks in the Equity of Insurance Companies
商业银行投资保险公司股权试点管理办法

The Measures set forth the criteria for a commercial bank to take an equity interest in an insurance company and specify the requirements on different aspects of risk management.

办法规定了商业银行投资保险公司股权的条件及风险管理的各项要求。

Issue: March 2010

CLP Reference: 3610/09.11.05

PRC Reference: 银监发 [2009] 98号

Promulgated: 05 November 2009

Effective: 05 November 2009

Keywords (click to search): commercial banks insurance companies equity risk management consolidated management

(Issued by the China Banking Regulatory Commission on, and effective as of, November 5 2009.)

(中国银行业监督管理委员会于二零零九年十一月五日发布施行。)


Yin Jian Fa [2009] No.98

银监发 [2009] 98号


Part One: General provisions

第一章 总则


Article 1: These Measures have been formulated pursuant to laws and regulations such as the PRC Company Law, the PRC Banking Regulation Law and the Commercial Banking Law in order to regulate the investment by commercial banks in the equity of insurance companies and promote the lawful and orderly conduct of pilot projects for the investment by commercial banks in the equity of insurance companies.

第一条 为规范商业银行投资保险公司股权行为,促进商业银行投资保险公司股权试点工作依法有序进行,根据《中华人民共和国公司法》、《中华人民共和国银行业监督管理法》、《中华人民共和国商业银行法》等法律法规,制定本办法。



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