China Securities Regulatory Commission, Rules for Determining the Administrative Liability for Acts of Violation of Information Disclosure Laws
中国证券监督管理委员会信息披露违法行为行政责任认定规则
Sponsors and investment consultants may be liable for disclosure violations.
Issue: June 2011
CLP Reference: 3700/11.04.29
Promulgated: 29 April 2011
Effective: 29 April 2011
Keywords (click to search):
information disclosure
administrative liability
Promulgated: April 29 2011
Effective: as of date of promulgation
Main contents: According to the Rules, the failure of parties with an obligation to disclose information in information disclosure documents according to the disclosure requirements on major events or matters stipulated in laws, administrative regulations, rules, normative documents and the business rules of stock exchanges, and the omission of major events shall constitute an act of violation of laws on information disclosure concerning major omission (Article 10).
When determining whether an...
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