Rules for the Practice of Securities Investment Fund Law by Law Firms (Trial Implementation)
律师事务所证券投资基金法律业务执业细则 (试行)
The Rules specify the details a lawyer is required to review and verify in cases such as when a securities investment fund management company is to be established, when a change in the shareholders of a securities investment fund management company occurs and when a securities investment fund is to be offered.
细则对设立基金管理公司、基金管理公司变更股东、基金募集等，详述律师须进行核查和验证的相关事项。
Issue: July/August 2011
CLP Reference: 1440/10.10.20(2)
PRC Reference: 证监会、司法部公告 [2010] 34号
Promulgated: 20 October 2010
Effective: 01 January 2011
Keywords (click to search):
law firms
securities investment fund
practice
fund management companies
fund offering
fund sales
fund shareholders
(Promulgated by the China Securities Regulatory Commission on October 20 2010 and effective as of January 1 2011.)
(中国证券监督管理委员会于二零一零年十月二十日发布，自二零一一年一月一日起施行。)
Announcement of the CSRC and MOJ [2010] No.34
Part One: General provisions
Article 1: These Rules have been formulated pursuant to the Measures for the Administration of the Practice of Securities Law by Law Firms (Order of the CSRC No.41) in order to regulate the provision of securities investment fund-related legal services by law firms, and to prepare and issue legal opinions.
第一条 为了规范律师事务所从事证券投资基金法律业务，根据《律师事务所从事证券法律业务管理办法》（证监会令第41号），制定本细则。
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