Measures for the Administration of the Sale of Securities Investment Funds (Revised)
证券投资基金销售管理办法 (修订)
Commercial banks (including foreign-funded banks with legal personality in China), securities companies, securities investment consulting firms, independent Fund sales institutions and other institutions specified by the CSRC may apply to the CSRC for Fund sales business qualifications.
Issue: September 2011
CLP Reference: 3700/11.06.09
PRC Reference: 证监会令第72号
Promulgated: 09 June 2011
Effective: 01 October 2011
(Promulgated by the China Securities Regulatory Commission on June 9 2011 and effective as of October 1 2011.)
(中国证券监督管理委员会于二零一一年六月九日公布，自二零一一年十月一日起施行。 )
Part One: General provisions
Article 1: These Measures have been formulated pursuant to the Securities Investment Funds Law, Securities Law and other relevant laws and regulations, in order to regulate securities investment fund sales activities and promote the healthy development of the securities investment fund market.
第一条 为了规范证券投资基金的销售活动，促进证券投资基金市场健康发展，根据《证券投资基金法》、《证券法》及其他有关法律法规，制定本办法。
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