China Securities Regulatory Commission, Trial Measures for the Regulation of the Securities and Loan Lending Business
中国证券监督管理委员会转融通业务监督管理试行办法
Securities and loan lending to facilitate margin trading and short selling.
Issue: December 2011/January 2012
CLP Reference: 3700/11.10.26
Promulgated: 26 October 2011
Effective: 26 October 2011
Keywords (click to search):
securities and loan lending
margin trading
short selling
securities finance company
Promulgated: October 26 2011
Effective: as of date of promulgation
Applicability: The term “securities and loan lending business” refers to the business activities whereby securities finance companies lend their own funds or funds that are raised in accordance with the law, and securities to securities companies for their engagement in margin trading and short sale of securities (Article 2).
Main contents: Securities finance companies shall take the...
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