China Securities Regulatory Commission, Administration of Securities Houses Measures

中国证券监督管理委员会证券公司管理办法

January 31, 2002 | BY

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Regulates the business scope, foreign stakeholding, lawful activities, establishment procedures and staffing requirements for securities houses in China.

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Promulgated: December 28 2001
Effective: March 1 2002
Applicability: The Measures apply to all securities houses registered in the PRC (Article 2).

Main contents: The Measures state