Establishment of Securities Companies with Foreign Equity Participation Rules

外资参股证券公司设立规则

A set of rules which govern the establishment of securities companies with foreign equity participation.

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Revised on October 11 2012. Latest revision can be found at:
http://www.chinalawandpractice.com/Article/3114172/Rules-for-the-Establishment-of-Securities-Companies-with-Foreign-Equity-Participation-2nd-Revision.html

 

(Promulgated by the China Securities Regulatory Commission on June 1 2002 and effective as of July 1 2002.)

（中国证券监督管理委员会於二零零二年六月一日发布，自二零零二年七月一日起施行。）

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第一条  为了适应证券市场对外开放的需要，加强和完善对外资参股证券公司的监督管理，明确外资参股证券公司的设立条件和程序，根据《公司法》和《证券法》的有关规定，制定本规则。