Risk Control Guidelines for Utilization of Insurance Funds (Trial Implementation)

保险资金运用风险控制指引 (试行)

Guidance is given to identify, appraise, manage and control risks encountered during the process of insurance funds utilization.

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(Issued by the China Insurance Regulatory Commission on April 28 2004 and effective June 1 2004.)

(中国保险监督管理委员会于二零零四年四月二十八日印发,自二零零四年六月一日起施行。)

Bao Jian Fa [2004] No.43

PART ONE: GENERAL PROVISIONS

保监发 [2004] 43号

Article 1: These Guidelines are formulated in order to provide guidance for insurance companies and insurance asset management companies to strengthen management over insurance funds utilizations, take precautions against insurance funds utilization risks, and protect the interests of the insured, in accordance with the PRC Insurance Law, Administration of Insurance Companies Provisions and other laws, regulations and administrative rules, and the requirements of prudence regulation by the China Insurance Regulatory Commission (hereafter, the CIRC).

第一章 总 则

Article 2: For the purposes