Promulgated: September 22 2004
Effective: October 1 2004
Applicability: For the purposes of the Procedures, "senior management personnel of the securities investment fund industry" refers to the chairman of the board, general manager, deputy general manager, chief inspector, and other persons actually performing the above duties in a securities investment fund management company; as well as the general manager, deputy general manager, and other persons actually performing the above duties in the fund custodianship department of a fund custodian bank (Article 2).
China Securities Regulatory Commission, Administration of Appointment of Senior Management Personnel of the Securities Investment Fund Industry Procedures
中国证券监督管理委员会证券投资基金行业高级管理人员任职管理办法
Promulgated: September 22 2004Effective: October 1 2004Applicability: For the purposes of the Procedures, "senior management personnel of the securities…
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