China Securities Regulatory Commission, Administration of Senior Management Personnel of Securities Companies Procedures

中国证券监督管理委员会证券公司高级管理人员管理办法

Promulgated: October 9 2004Effective: November 15 2004Applicability: For the purposes of the Procedures, "senior management personnel of securities companies"…

2 minute readOctober 31, 2004 at 11:58 PM

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Promulgated: October 9 2004

Effective: November 15 2004

Applicability: For the purposes of the Procedures, "senior management personnel of securities companies" refers to persons assuming the leadership duties in decision making

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