Measures for the Administration of Securities Offerings by Listed Companies

上市公司证券发行管理办法

In an attempt to clarify and modernize the PRC's regulations governing the public and private offerings of securities by listed companies, the Measures specified the three general requirements regarding the issuer's compliance record, profitability and accounting reports.

(Promulgated by the China Securities Regulatory Commission on May 6 2006 and effective as of May 8 2006.)

(中国证券监督管理委员会于二零零六年五月六日发布，自二零零六年五月八日起施行。)

Order of the CSRC No.30

証监会令第30号

PART ONE: GENERAL PROVISIONS

第一章总则

Article 1: These Measures have been formulated pursuant to the Securities Law and the Company Law in order to regulate the offering of securities by listed companies and protect the lawful rights and interests of investors and the public interest.

第一条为了规范上市公司証券发行行为，保护投资者的合法权益和社会公共利益，根据《証券法》、《公司法》制定本办法。

Article 2: These

第二条上市公司申请在境内发行証券，适用本办法。