China Securities Regulatory Commission, Measures on Regulation of the Qualifications of Directors, Supervisors and Senior Management Personnel of Securities Companies

中国证券监督管理委员会证券公司董事、监事和高级管理人员任职资格监管办法

November 30, 2006 | BY

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Promulgated: November 30 2006Effective: December 1 2006Applicability: The term "senior management personnel of securities companies" (Senior Management…

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Promulgated: November 30 2006
Effective: December 1 2006
Applicability: The term "senior management personnel of securities companies" (Senior Management Personnel) refers to the general manager, deputy general manager(s), person in