Shanghai Stock Exchange, Members Administration Rules

上海证券交易所会员管理规则

| BY

clpstaff &clp articles

Shanghai Stock Exchange no longer approves new seats.

Issued: February 26 2007
Effective: May 1 2007
Interpreting Authority: Shanghai Stock Exchange (Stock Exchange)

Main Contents: The Rules cover the administration of membership qualifications, seats, members' trading rights, and securities trading and related operations; day-to-day administration concerning member representatives, reports and notices from members, membership fees and dispute resolution; supervision and inspection of the securities transactions of members; and disciplinary penalties for violation of the business rules of the Stock Exchange.

This premium content is reserved for
China Law & Practice Subscribers.

  • A database of over 3,000 essential documents including key PRC legislation translated into English
  • A choice of newsletters to alert you to changes affecting your business including sector specific updates
  • Premium access to the mobile optimized site for timely analysis that guides you through China's ever-changing business environment
For enterprise-wide or corporate enquiries, please contact our experienced Sales Professionals at +44 (0)203 868 7546 or [email protected]