Shenzhen Stock Exchange, Rules on the Administration of Proceeds of Companies Listed on the Small and Medium-sized Enterprise Board (2007 Revision)

深圳证券交易所中小企业板上市公司募集资金管理细则(2007年修订)

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Companies listed on the Shenzhen SME board required to establish a management system for proceeds.

Promulgated: April 26 2007
Effective: as of date of promulgation
Interpreting Authority: Shenzhen Stock Exchange

Applicability: The term "proceeds" refers to funds raised from investors for specific purposes by companies listed on the Small and Medium-sized Enterprise Board of the Shenzhen Stock Exchange (Listed Companies) by way of offering of securities to the public (including initial public offering of shares, rights offering, subsequent offering and offering of convertible bonds) or non-public share offering (Article 3).

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