China Securities Regulatory Commission Notice [2008] No.10 - Provisions for the Administration of Chief Risk Officers of Futures Companies (Trial Implementation)
中国证券监督管理委员会公告[2008]10号 - 期货公司首席风险官管理规定(试行)
May 08, 2008 | BY
clpstaff &clp articlesCSRC requires a chief risk officer in futures companies.
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Promulgated: March 27 2008
Effective: May 1 2008
Applicability: Chief risk officers are senior management personnel of futures companies who are responsible for carrying out supervision and inspection of the company's legal compliance of its operation and management, and the company's risk management status (Article 2).