Provisions on Issues Relevant to the Regulation of Controlling Interests and Equity Interests in Futures Companies
关于规范控股、参股期货公司有关问题的规定
The number of futures companies in which one entity has a controlling interest or equity interest may not exceed two, and the number of futures companies in which it has a controlling interest may not exceed one.
Share:
(Issued by the China Securities Regulatory Commission on May 22 2008 and effective as of June 1 2008.)
(中国证券监督管理委员会于二零零八年五月二十二日公布，自二零零八年六月一日起施行。)
Announcement of the CSRC [2008] No.24
证监会公告 [2008] 24号
With a view to further clarifying regulatory requirements in respect of the shareholders of futures companies, rationalizing the equity relationships of futures companies, promoting the quality and strengthening of futures companies and guarding against problems such as the transmission of risks and the illegitimate conveyance of gains between controlling shareholders and futures companies and between affiliated futures companies, we, pursuant to relevant provisions such as the PRC Company Law, the Regulations for the Administration of Futures Trading and the Measures for the Administration of Futures Companies (Order of the CSRC No.43), hereby issue the following provisions on issues relevant to controlling interests and equity interests in futures companies:
1. At present, the number of
为进一步明确对期货公司股东的监管要求，理顺期货公司股权关系，促进期货公司做优做强，防止控股股东与期货公司以及关联期货公司之间出现风险传递、不当利益输送等问题，根据《中华人民共和国公司法》、《期货交易管理条例》及《期货公司管理办法》（证监会令第43号）等有关规定，现就控股、参股期货公司的有关问题规定如下：