State Council, Regulations for the Oversight of Securities Companies

国务院证券公司监督管理条例

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State Council regulations pave the way for margin trading and short sale of securities.

Promulgated: April 23 2008
Effective: June 1 2008

Applicability: The “business of margin trading and short sale of securities” refers to the securities companies' business activities of lending funds to clients for purchase of securities or lending securities to clients for selling, and the provision of the corresponding collateral by clients, in the course of securities transactions conducted in stock exchanges or other stock trading premises approved by the State Council (Article 48).

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