Issues: October 30 2008
Effective: December 1 2008
Main Contents: The Provisions allow securities companies to engage in business not explicitly provided for in the Securities Law, the Regulations for the Oversight of Securities Companies, or rules or regulatory documents of the CSRC (Novel Business) subject to approval by the CSRC (Article 5).
China Securities Regulatory Commission, Tentative Provisions for the Examination and Approval of the Scope of Business of Securities Companies
中国证券监督管理委员会证券公司业务范围审批暂行规定
Securities companies allowed to apply for margin trading and short selling.
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