China Securities Regulatory Commission, Working Guidelines for the Filing of Changes of Shareholders of Securities Companies with Less than 5% of Equity

中国证券监督管理委员会证券公司变更持有5％以下股权股东报备工作指引

Limits on shareholding period of securities companies to prevent short-term speculation.

3 minute readDecember 18, 2008 at 11:58 PM

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Promulgated: May 9 2008

Main Contents: Where there is to be a change of a shareholder that holds less than 5% of a securities company's equity, the securities company shall file the documents specified in the Guidelines to the securities regulatory bureau at the place of registration in advance (Article 1)

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