Measures for the Administration of the Sponsorship of the Offering and Listing of Securities
证券发行上市保荐业务管理办法
A sponsor shall establish a sound working draft system, and keep separate sponsorship working drafts for each project.
(Promulgated by the China Securities Regulatory Commission on October 17 2008 and effective as of December 1 2008.)
(中国证券监督管理委员会于二零零八年十月十七日公布,自二零零八年十二月一日起施行。)
Order of the CSRC No.58
证监会令第58号
PART ONE: GENERAL PROVISIONS
第一章 总则
Article 1: These Measures have been formulated pursuant to laws and administrative regulations such as the Securities Law and the State Council, Decision on the Instituting Administrative Permits for Administrative Examination and Approval Items That Truly Need To be Retained (Order of the State Council No.412) in order to regulate the sponsorship of the offering and listing of securities, improve the quality of listed companies and the professionalism of securities companies, protect the lawful rights and interests of investors and promote the healthy development of the securities market.
第一条 为了规范证券发行上市保荐业务,提高上市公司质量和证券公司执业水平,保护投资者的合法权益,促进证券市场健康发展,根据《证券法》、《国务院对确需保留的行政审批项目设定行政许可的决定》(国务院令第412号)等有关法律、行政法规,制定本办法。
Article 2:
第二条 发行人应当就下列事项聘请具有保荐机构资格的证券公司履行保荐职责: