China Securities Regulatory Commission, Provisions on Strengthening the Regulation of Listed Securities Companies
中国证券监督管理委员会关于加强上市证券公司监管的规定
May 09, 2009 | BY
clpstaff &clp articlesSecurities offerings of securities companies shall comply with both general securities offering requirements and specific CSRC requirements.
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Promulgated: April 3 2009
Effective: as of date of promulgation
Main Contents: Article 1 of the Provisions states that securities companies that carry out an initial public offering (IPO) of shares and the listing thereof, or carry out refinancing activities such as a subsequent offering or offering of convertible bonds shall fulfil the requirements of general securities laws and regulations (such as the Securities Law and Measures for the Administration of Initial Public Offerings of Shares and the Listing Thereof) and specific oversight requirements (such as the Regulations for the Oversight of Securities Companies and Measures for the Administration of the Offerings of Securities by Listed Companies).