China Securities Regulatory Commission, Provisions on Strengthening the Regulation of Listed Securities Companies

中国证券监督管理委员会关于加强上市证券公司监管的规定

May 09, 2009 | BY

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Securities offerings of securities companies shall comply with both general securities offering requirements and specific CSRC requirements.

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Promulgated: April 3 2009
Effective: as of date of promulgation

Main Contents: Article 1 of the Provisions states that securities companies that carry out an initial public offering (IPO) of