Shenzhen Stock Exchange, Implementing Measures for the Administration of the Appropriateness of Investors of the Growth Enterprise Market

深圳证券交易所创业板市场投资者适当性管理实施办法

October 10, 2009 | BY

clpstaff &clp articles

Gem investors need two years of investment experience.

Clp Reference: 3700/09.07.01 Promulgated: 2009-07-01 Effective: 2009-07-15

Issued: July 1 2009

Effective: July 15 2009

Interpreting authority: Shenzhen Stock Exchange

Main contents: Natural person investors with at least two years of experience in stock investment may apply to trade on the Growth Enterprise Market (Article 5).

Related legislation: Tentative Measures for the Administration of Initial Public Offerings of Shares and the Listing Thereof on the Growth Enterprise Market, Mar 31 2009, CLP 2009 No.3 p.32; Tentative Provisions for the Administration of the Appropriateness of Investors of the Growth Enterprise Market, Jun 30 2009; and Shenzhen Stock Exchange, Members Administration Rules, Feb 26 2007, CLP 2007 No.3 p.12

clp reference:3700/09.07.01/SZ
promulgated:2009-07-01
effective:2009-07-15

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