China Securities Regulatory Commission, Measures on the On-site Inspection of Listed Companies
中国证券监督管理委员会上市公司现场检查办法
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clpstaff &clp articlesCSRC extends the scope of inspection of listed companies.
Promulgated: April 13 2010
Effective: May 20 2010
Applicability: The phrase “on-site inspection” refers to the supervision and inspection of the compliance of information disclosure and corporate governance of listed companies and their subordinate enterprises and organisations (hereinafter collectively referred to as “Inspection Targets”) by the China Securities Regulatory Commission and its agencies (hereinafter collectively referred to as “CSRC”), by way of review and duplication of documents and materials, inspection of physical items, interviews and inquiries at the production, business and management premises as well as other relevant premises of the Inspection Targets (Article 2).
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