China Securities Regulatory Commission, Measures for the Regulation of Qualifications of the Directors, Supervisors and Senior Management Personnel of Securities Companies (Revised)

中国证券监督管理委员会证券公司董事、监事和高级管理人员任职资格监管办法 (修订)

Authority to approve qualifications of senior management of securities companies delegated to agencies of the CSRC.

2 minute readNovember 29, 2012 at 04:13 AM

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Promulgated: October 19 2012
Effective: as of date of promulgation

Main contents: The criteria for, application for, check and approval of, and regulation of, the qualifications of the responsible

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