China Securities Regulatory Commission, Measures for the Regulation of Qualifications of the Directors, Supervisors and Senior Management Personnel of Securities Companies (Revised)

中国证券监督管理委员会证券公司董事、监事和高级管理人员任职资格监管办法 (修订)

November 29, 2012 | BY

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Authority to approve qualifications of senior management of securities companies delegated to agencies of the CSRC.

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Promulgated: October 19 2012
Effective: as of date of promulgation

Main contents: The criteria for, application for, check and approval of, and regulation of, the qualifications of the responsible