Promulgated: October 18 2012
Effective: as of date of promulgation
Main contents: A securities company may lawfully engage in the following client asset management business:
(1) targeted
China Securities Regulatory Commission, Measures for Administration of the Client Asset Management Business of Securities Companies
中国证券监督管理委员会证券公司客户资产管理业务管理办法
Pooled asset management plans of securities companies now only require record filing.
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