China Securities Regulatory Commission, Measures for Administration of the Client Asset Management Business of Securities Companies

中国证券监督管理委员会证券公司客户资产管理业务管理办法

December 05, 2012 | BY

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Pooled asset management plans of securities companies now only require record filing.

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Promulgated: October 18 2012
Effective: as of date of promulgation

Main contents: A securities company may lawfully engage in the following client asset management business:

(1) targeted