China Securities Regulatory Commission, Provisions for the Administration of Sale of Financial Products by Securities Companies on an Agency Basis

中国证券监督管理委员会证券公司代销金融产品管理规定

December 14, 2012 | BY

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Securities companies are allowed to be financial product sales agents.

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Promulgated: November 12 2012
Effective: as of date of promulgation


Applicability: For the purpose of these Provisions, the term “sale of financial products on an agency basis” refers to the