Promulgated: November 12 2012
Effective: as of date of promulgation
Applicability: For the purpose of these Provisions, the term “sale of financial products on an agency basis” refers to the
China Securities Regulatory Commission, Provisions for the Administration of Sale of Financial Products by Securities Companies on an Agency Basis
中国证券监督管理委员会证券公司代销金融产品管理规定
Securities companies are allowed to be financial product sales agents.
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