Promulgated: October 18 2012
Effective: as of date of promulgation
Main contents: The proceeds raised for a pooled asset management plan shall be used to invest in stocks, bonds, securities investment funds, central bank notes, short-term financing bills, asset-backed securities, medium-term notes and financial derivatives such as stock index futures lawfully issued in the PRC, guaranteed return and guaranteed principal-variable return wealth management plans of commercial banks as well as other investment products approved by the CSRC.
China Securities Regulatory Commission, Implementing Rules for the Pooled Asset Management Business of Securities Companies
中国证券监督管理委员会证券公司集合资产管理业务实施细则
Scope of investment of pooled asset management plans of securities companies expanded.
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