Securities Association of China, Circular on Matters Relevant to the Regulation of the Cooperation between Securities Companies and Banks in Engaging in the Targeted Asset Management Business

中国证券业协会关于规范证券公司与银行合作开展定向资产管理业务有关事项的通知

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CLP Temp

Bank-securities company cooperation may not engage in fund pool business.

Issued: July 19 2013

Effective: as of date of issuance

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