Questions and Answers on the Oversight of Offerings: Regulatory Requirements for Guiding and Regulating the Financing Acts of Listed Companies

发行监管问答——关于引导规范上市公司融资行为的监管要求

CSRC regulates further financing of listed companies.

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(Issued by the Department of Public Offering Supervision of the China Securities Regulatory Commission on February 17 2017.)

(中国证券监督管理委员会发行监管部于二零一七年二月十七日发布。)

问: 《上市公司证券发行管理办法》第十条、《创业板上市公司证券发行管理暂行办法》第十一条对上市公司再融资募集资金规模和用途等方面进行了规定。请问,审核中对规范和引导上市公司理性融资是如何把握的?

Q:  Article 10 of theMeasures for the Administration of Securities Offerings

答: 为规范和引导上市公司理性融资、合理确定融资规模、提高募集资金使用效率,防止将募集资金变相用于财务性投资,再融资审核按以下要求把握: