Questions and Answers on the Oversight of Offerings: Regulatory Requirements for Guiding and Regulating the Financing Acts of Listed Companies

发行监管问答——关于引导规范上市公司融资行为的监管要求

CSRC regulates further financing of listed companies.

By Susan Mok

(Issued by the Department of Public Offering Supervision of the China Securities Regulatory Commission on February 17 2017.)

(中国证券监督管理委员会发行监管部于二零一七年二月十七日发布。)

问：《上市公司证券发行管理办法》第十条、《创业板上市公司证券发行管理暂行办法》第十一条对上市公司再融资募集资金规模和用途等方面进行了规定。请问，审核中对规范和引导上市公司理性融资是如何把握的？

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