Measures for the Administration of Foreign-invested Securities Companies

外商投资证券公司管理办法

Foreign investors allowed controlling shareholdings in securities companies

By Susan Mok

(Promulgated by the China Securities Regulatory Commission on, and effective as of, April 28, 2018.)

(中国证券监督管理委员会于二零一八年四月二十八日发布施行。)

证监会令第140号

Order of the CSRC No.140

第一条--为了适应证券市场对外开放的需要，加强和完善对外商投资证券公司的监督管理，明确外商投资证券公司的设立条件和程序，根据《中华人民共和国公司法》（以下简称公司法）和《中华人民共和国证券法》（以下简称证券法）有关规定，制定本办法。

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