China Securities Regulatory Commission, Criteria for Calculating the Risk Control Indicators of Securities Companies (Draft for Comments)

中国证券监督管理委员会证券公司风险控制指标计算标准 (征求意见稿)

August 28, 2019 | BY

Susan Mok

Risk control on investments of securities companies is loosened

Share:

Issued: August 9, 2019

Main contents: The criteria for calculating the risk control indicators for investment in products such as constituent shares, equity-type index funds and policy financial bonds are appropriately relaxed.

In respect of the special characteristics of business such as share pledging and private asset management, and the risk features of various financial products, the criteria