Legislation roundup: Securities services, insurance companies and live streaming

Law firms and accounting firms are required to carry out record filing for providing services for securities offering. Insurance companies' allocation of equity assets is subject to oversight according to their solvency. Online platform operators may bear e-commerce operator obligations for live streaming marketing.

3 minute read July 30, 2020 at 11:37 AM

Susan Mok

Capital Markets

China Securities Regulatory Commission, Ministry of Industry and Information Technology, Ministry of Justice and Ministry of Finance, Provisions for the Administration of Record Filing by Securities Service Firms That Engage in Securities Service Business

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