China Securities Regulatory Commission, Measures for the Regulation of Institutions That Sell Publicly Offered Securities Investment Funds

中国证券监督管理委员会公开募集证券投资基金销售机构监督管理办法

September 11, 2020 | BY

Susan Mok

Independent fund sales institutions are not allowed to sell PE/VC funds on an agency basis

Share:

Promulgated: August 28, 2020

Effective: October 1, 2020

 

Main contents: An independent fund sales institution is an institution that specifically engages in the business of selling public funds and private