Legislation roundup: Stock Connect, securities executives and smart mobile terminals

February 21, 2022 | BY

Susan Mok

CSRC issues new rules on qualifications of senior securities executives. Domestic and foreign Stock Connect is expanded to include bourses in Shenzhen, Switzerland and Germany. Pre-set applications on mobile devices should allow uninstallation.

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Capital Markets

China Securities Regulatory Commission, Provisions for the Oversight of Depository Receipts Transactions under Stock Connect Schemes Between Domestic and Foreign Stock Exchanges