China Securities Regulatory Commission, Provisions for the Oversight of Depository Receipt Transactions under Stock Connect Schemes Between Domestic and Foreign Stock Exchanges

Applicability: For the purposes of these Provisions, the term "depository receipt transactions under the stock connect scheme" means the offering of depository receipts in mainland China and the listing thereof on the main board of a stock exchange in mainland China by an offshore qualified issuer of underlying securities listed on a stock exchange outside of mainland China or the offering of depository receipts outside of mainland China and the listing thereof on a stock exchange outside of mainland China by a qualified domestic company listed on a stock exchange in mainland China.