China Securities Regulatory Commission, Ministry of Justice and Ministry of Finance, Opinions on Strengthening Oversight of the Professional Integrity of Intermediary Firms Under the Registration System

中国证券监督管理委员会、司法部、财政部关于加强注册制下中介机构廉洁从业监管的意见

June 24, 2022 | BY

Susan Mok

Law firms shall strengthen their management of insider information

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Promulgated: May 31, 2022

Effective: as of date of promulgation

 

Main contents: A securities company may not directly link the remuneration of its professional personnel to the revenue of the