China Securities Regulatory Commission, Ministry of Finance, National Administration of State Secret Protection and National Archives Administration of China, Provisions on Strengthening the Work Associated with the Administration of Confidentiality and Files in Connection with the Offshore Offering and Listing of Securities by Domestic Enterprises

中国证券监督管理委员会、财政部、国家保密局、国家档案局关于加强境内企业境外发行证券和上市相关保密和档案管理工作的规定

March 13, 2023 | BY

Susan Mok

All accounting files are subject to government procedures when domestic companies are listing overseas

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Issued: February 24, 2023

Effective: March 31, 2023

Main contents: The Provisions regulate the work associated with the administration of confidentiality and files in connection with the direct and indirect offering of securities abroad (here and hereafter meaning outside of mainland China) by domestic (here and hereafter meaning in mainland China) enterprises or the direct and indirect listing and trading of their securities abroad (Article 1).

Where a domestic enterprise provides to the relevant securities company, securities service firm, foreign (here and hereafter meaning outside of