Legislation roundup: Fund investment advice, facial recognition and chief data officer

CSRC issues draft rules in a bid to regulate fund investment advisors. Data shall not be collected other than when facial recognition is active. Shanghai requires the establishment of a chief data officer system.

3 minute readJune 19, 2023 at 06:24 AM

Susan Mok

Capital Markets

China Securities Regulatory Commission, Provisions for the Administration of Investment Advice Business Relating to Public Securities Investment Funds (Draft for Comments)

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