Issued: December 31 2004Effective: January 1 2004Main contents: The Circular states that daily payment of securities settlement risk funds by securities…
Issued: January 26 2005Main contents: Business departments of futures brokerages that implement central settlement, central risk control, central fund…
Issued: November 16 2004Effective: as of date of issueMain contents: Trust and investment companies shall keep trust funds and their own funds under separate…
Issued: December 15 2004Effective: January 1 2005Interpreting authority: Shanghai Stock Exchange, Shenzhen Stock Exchange and China Securities Depository…
The Rules aim to maintain order in the securities markets. Transfer of non-tradable shares of listed companies must be handled by stock exchanges and in a centralized, uniform manner by Shanghai Stock Exchange, Shenzhen Stock Exchange, and the China Securities Depository and Clearing Corporation Ltd.
Promulgated: December 2 2004Effective: January 1 2005Interpreting authority: Ministry of CommerceApplicability: "Auction houses" refers to limited liability…
Issued: December 30 2004Effective: as of date of issueMain contents: The Circular sets forth the criteria for investment in insurance company subordinated…
Promulgated: December 7 2004Main contents: Inquiry recipients' own business or securities investment products managed by them shall be limited to the following…
Issued: December 8 2004Effective: as of date of issueMain contents: The Circular specifies the general requirements for information disclosure on consolidated…