Published: April 27 2001Effective: Upon adoption by the general meeting of the members and the verification by China Securities Regulatory CommissionInterpreting…
Issued: April 24 2001Main contents: The Circular sets forth restrictions on the provision of security by securities companies. For instance, the net capital…
Issued: April 10 2001Main contents: The Circular extends, to December 31 2003, the suspension of the levy of business tax on gains from buying and selling…
Issued: April 13 2001Main contents: The Reply states that evidence that a company has published three announcements in newspapers need not be submitted…
Issued: March 27 2001Effective: as of date of receiptMain contents: According to the Circular, settlement and transfer of goods for further processing…
Promulgated: May 16 2001Effective: January 1 2002Applicability: The Procedures apply to the deposit and custody of clients' transaction settlement funds…
Published: May 17 2001Main contents: According to the Opinion, new shares may, at the option of the issuer and the lead distributor and subject to verification…
Issued: March 17 2001Effective: as of date of issueInterpreting authority: China Securities Regulatory CommissionApplicability: Lead distributing business…
Issued: April 9 2001Effective: April 10 2001Main contents: The Interpretation concerns Articles 140 to 148 of the PRC, Criminal Law, which are found under…
Issued: April 25 2001Effective: as of date of issueApplicability: Extraordinary gain or loss means a receipt or expenditure that is not directly related…