Capital Markets

• Tentative Measures for the Administration of the Personal Financial Management Business of Commercial Banks

  商业银行个人理财业务管理暂行办法

  A relief in the restriction of the types of financial products offered by commercial banks broadens and diversifies the personal wealth management services they offer.

  February 28, 2006

• People's Bank of China, Circular on Matters Relevant to Pilot Projects for Launch of Renminbi Interest Rate Swap Transactions

  中国人民银行关于开展人民币利率互换交易试点有关事宜的通知

  Issued: January 24 2006Effective: as of date of issueApplicability: The term "renminbi interest rate swap transactions" (Swap Transactions) refers to the…

  January 31, 2006

• China Securities Regulatory Commission, Circular on Issues Relevant to Investment in Bank Deposits by Money Market Funds

  中国证监会基金监管部关于货币市场基金投资银行存款有关问题的通知

  Issued: November 21 2005Effective: as of date of issueMain contents: Money market funds may invest in cash, notice deposits and deposits with a term of…

  January 31, 2006

• Ministry of Commerce, China Securities Regulatory Commission, State Administration of Taxation, State Administration for Industry and Commerce and State Administration of Foreign Exchange, Measures for the Administration of Strategic Investments in Listed Companies by Foreign Investors

  商务部、中国证券监督管理委员会、国家税务总局、国家工商行政管理总局、国家外汇管理局外国投资者对上市公司战略投资管理办法

  Promulgated: December 31 2005Effective: 30 days from the date of promulgationApplicability: The strategic investments by investors from the Hong Kong Special…

  January 31, 2006

• China Securities Regulatory Commission and China Banking Regulatory Commission, Circular on Regulation of the Provision of Security to Outside Parties by Listed Companies

  中国证券监督管理委员会、银行业监督管理委员会关于规范上市公司对外担保行为的通知

  Issued: December 23 2005Effective: January 1 2006Applicability: The term "provision of security to outside parties" refers to provision of security by…

  January 31, 2006

• PRC Securities Law (Amended)

  中华人民共和国证券法 (修订)

  Revised on August 31 2014.  Latest version can be found at: http://www.chinalawandpractice.com/Article/3390486/PRC-Securities-Law-Revised-in-2014.htmlPromulgated:…

  January 31, 2006

• Measures for the Administration of Strategic Investments in Listed Companies by Foreign Investors

  外国投资者对上市公司战略投资管理办法

  While it maintains the existing distinction between partial and full foreign-invested enterprise status, the Measures have new stipulations on investor qualifications, share transfer regulations, general offer requirements, corporate procedures and methods of acquisition payment.

  January 31, 2006

• New Rules on Strategic Investments by Foreign Investors in Listed Companies

  The new rules on foreign strategic investment aim to restore investor confidence in merger and acquisition activity in China. What are the new reforms and how will they assist new investors in Chinese listed companies?

  January 31, 2006

• PRC Securities Law (Amended)

  中华人民共和国证券法 (修订)

  This Law regulates the public offering and trading of securities, takeover of listed companies, stock exchanges, supervision of securities companies, securities depository and clearing institutions, securities service institutions, securities associations, and the securities regulatory authority.

  January 31, 2006

• China Securities Regulatory Commission, Circular on the Qualifications of Shareholders of Futures Brokerages and Related Issues

  中国证券监督管理委员会关于期货经纪公司股东资格及相关问题的通知

  Issued: September 26 2005Effective: as of date of issueApplicability: The Circular on Issues Relevant to Equity Participation by Hong Kong and Macao Service…

  November 30, 2005