Promulgated: September 22 2004Effective: October 1 2004Applicability: For the purposes of the Procedures, "senior management personnel of the securities…
October 31, 2004
Capital Markets
By Snow Chen and Andrew [email protected]; [email protected] the backdrop of China's real property bubble, the China…
October 31, 2004The Procedures deals with qualification of fund distribution agents, fund publicity and promotional materials requirements, and the regulation of sales business and fund sales charges.
October 31, 2004Further opening up trade in goods and services in the Mainland for Hong Kong investors.
October 31, 2004Promulgated: July 15 2004Main contents: In the case of open-ended funds established or verified prior to the implementation of the Administration of the…
October 31, 2004Issued: July 15 2004Main contents: Funds established or verified prior to the implementation of the Administration of Securities Investment Fund Operations…
October 31, 2004National LegislationConstitution and Legal SystemMinistry of Justice Announcement (No.35): 35 Mainland Representative Offices of Hong Kong Law Firms Approved…
October 31, 2004The Procedures regulate fund offerings, purchase and redemption of fund shares, fund investments, distribution of earnings, and fund shareholders' general meeting.
October 31, 2004The framework for the second round of the Mainland-Hong Kong Closer Economic Partnership Arrangement was concluded in August. Now, the two sides have signed the "Legal Text", which has three annexes.
October 31, 2004The Procedures deal with qualifications of fund distribution agents, fund publicity and promotional materials requirements, and the regulation of sales business and fund sales charges.
October 31, 2004