Promulgated: April 26 2001Effective: as of date of promulgationMain contents: The Procedures cover the conditions of issue, the submission, examination…
Promulgated: May 16 2001Effective: January 1 2002Applicability: The Procedures apply to the deposit and custody of clients' transaction settlement funds…
Published: May 17 2001Main contents: According to the Opinion, new shares may, at the option of the issuer and the lead distributor and subject to verification…
Issued: March 17 2001Effective: as of date of issueInterpreting authority: China Securities Regulatory CommissionApplicability: Lead distributing business…
Promulgated: May 11 2001Effective: as of date of promulgationMain contents: The Opinion requires members of the Share Issuance Examination Committee to…
Published: April 27 2001Effective: Upon adoption by the general meeting of the members and the verification by China Securities Regulatory CommissionInterpreting…
Promulgated: May 11 2001Effective: as of date of promulgationMain contents: According to the Opinion, members of the Share Issuance Examination Committee…
Issued: April 24 2001Main contents: The Circular sets forth restrictions on the provision of security by securities companies. For instance, the net capital…
National LegislationAdvertising and MarketingThe Question of How to Define Serious Cases of Direct Marketing and Disguised Direct Marketing Offical Reply关于情节严重的传销或者变相传销行为如何定性问题的批复5500/2001.04.10Economic…