Capital Markets

• China Securities Regulatory Commission, Improving the Work Associated with the Issue of Convertible Corporate Bonds by Listed Companies Circular

  中国证券监督管理委员会关于做好上市公司可转换公司债券发行工作的通知

  Issued: December 25 2001Effective: as of date of issueMain contents: The Circular sets out conditions applicable to the issue of convertible corporate…

  February 28, 2002

• New Rules on Disposal of Material Assets by Listed Companies

  Fangda PartnersOn December 10 2001, the China Securities Regulatory Commission (CSRC) issued a Notice on Certain Issues Concerning the Acquisitions, Sales…

  February 28, 2002

• China Securities Regulatory Commission, Compilation Rules for Information Disclosures by Companies That Offer Securities to the Public No.14 ?Audit Opinions That Are Not Standard and Unqualified and the Handling of Relevant Matters

  中国证券监督管理委员会公开发行证券的公司信息披露编报规则第14号 ﹣非标准无保留审计意见及其涉及事项的处理

  The auditing standard for registered accountants compiling financial report of a listed company.

  January 31, 2002

• China Securities Regulatory Commission, Questions and Answers on the Standards for Information Disclosure by Companies That Offer Securities to the Public No.6 ?Remuneration Payments to Accounting Firms and the Disclosures Thereof

  中国证券监督管理委员会公开发行证券的公司信息披露规范问答第6号 ﹣ 支付会计师事务所报酬及其披露

  Issued: December 24 2001Main contents: The Answers clarify that a listed company should disclose in its annual report the decision procedure in regard…

  January 31, 2002

• China Securities Regulatory Commission and State Economic and Trade Commission, Listed Company Governance Guidelines

  中国证券监督管理委员会、国家经济贸易委员会上市公司治理准则

  The guidelines promoting professional ethics among senior personnel and protects shareholder rights.

  January 31, 2002

• China Securities Regulatory Commission, Compilation Rules for Information Disclosures by Companies That Offer Securities to the Public No.15 - General Provisions for Financial Reports

  中国证券监督管理委员会公开发行证券的公司信息披露编报规则第15号 ﹣财务报告的一般规定

  Details the components required in the full disclosure of financial report of listed companies.

  January 31, 2002

• China Securities Regulatory Commission, Several Questions Concerning Major Asset Purchases, Sales and Exchanges by Listed Companies Circular

  中国证券监督管理委员会关于上市公司重大购买、出售、置换资产若干问题的通知

  Issued: December 10 2001Effective: January 1 2002Applicability: For the purposes of the Circular, an asset purchase, sale or exchange shall be deemed "major"…

  January 31, 2002

• China Securities Regulatory Commission, Administration of Securities Houses Measures

  中国证券监督管理委员会证券公司管理办法

  Regulates the business scope, foreign stakeholding, lawful activities, establishment procedures and staffing requirements for securities houses in China.

  January 31, 2002

• Supreme People's Court, Questions Concerning the Acceptance of Civil Tort Dispute Cases Arising from False Representation in the Securities Market Circular

  最高人民法院关于受理证券市场因虚假陈述引发的民事侵权纠纷案件有关问题的通知

  Civil procedures for commencing litigation arising from false representation, following an investigation by the CSRC.

  January 31, 2002

• Opening of the Securities Industry

  The China Securities Regulatory Commission (CSRC), the watchdog of the Chinese securities market, hopes to improve the quality of Chinese investment banks…

  January 31, 2002