Being the first U.S. domestic issuer to have a secondary listing in Hong Kong required navigating difficult SEC and SFC requirements
Capital Markets
- May 07, 2021
Yum China has had an eventful year, navigating the impact of the pandemic on its many restaurants and staff in China, as well as a groundbreaking secondary listing in Hong Kong
May 07, 2021China failing to protect U.S. companies' IP according to USTR report; French banking giant BNP Paribas applies for securities business; and PRC Futures Law submitted to NPCSC for first reading
May 03, 2021The scope of jurisdiction of the Shanghai Financial Court is expanded to include foreign-related cases
April 30, 2021CSRC tightens corporate management's information disclosure obligations
April 23, 2021Operation of the interbank bond market is improved
April 20, 2021HKEX proposes stricter ESG, corporate governance disclosures and standards; PBOC tightens rules surrounding anti-money laundering, terrorist financing efforts by financial institutions; and NDRC furthers Hukou reform with latest directive
April 19, 2021SEC unveils amendments to implement law targeting U.S.-listed Chinese companies; China outlines plans to improve workers' protections in platform economy; and NDRC streamlines approvals process for foreign investment in encouraged industries
March 29, 2021CSRC redefines major shareholders of securities companies
March 29, 2021CSRC implements a registration system for corporate bond offerings
March 26, 2021





