Capital Markets

• Circular on Issues Relevant to Value-added Tax on Asset Management Products

  关于资管产品增值税有关问题的通知

  VAT burden lessened for asset management products.

  December 07, 2017

• The rise of securities litigation in China

  The CSRC's crackdown on securities fraud has sparked a series of disputes between listed companies and their shareholders, paving the way for rights defense lawyers and steering key judicial practices

  November 02, 2017

  

• China Securities Regulatory Commission, Guidelines for the Registration and Review of Publicly Offered Funds Participating in Trading on the Hong Kong Stock Market Through the Southbound Trading Mechanism

  中国证券监督管理委员会通过港股通机制参与香港股票市场交易的公募基金注册审核指引

  Public funds' participation in southbound trading of Mainland-Hong Kong Stock Connect regulated.

  September 17, 2017

• People's Bank of China, Tentative Measures for the Administration of the Cooperation in Mutual Access between the Mainland and Hong Kong Bond Markets

  中国人民银行内地与香港债券市场互联互通合作管理暂行办法

  “Northbound Trading” is not without limits.

  September 17, 2017

• China (Shanghai) Pilot Free Trade Zone, Guidelines on the Negative List for Opening the Financial Service Industry to Foreign Investment (2017 Edition)

  中国（上海）自贸试验区金融服务业对外开放负面清单指引 (2017年版)

  Shanghai FTZ imposes restrictions on foreign financial institutions.

  September 16, 2017

• People's Bank of China, Announcement [2017] No.7

  中国人民银行公告〔2017〕第7号

  Foreign credit rating agencies allowed to enter China's interbank bond market.

  September 16, 2017

• China Securities Regulatory Commission, Several Provisions on the Reduction by the Shareholders, Directors, Supervisors and Senior Management Personnel of Listed Companies of Their Shareholdings

  中国证券监督管理委员会上市公司股东、董监高减持股份的若干规定

  Major shareholders not allowed to reduce their shareholdings through block trades.

  September 16, 2017

• Foreign Investment Industrial Guidance Catalogue (Amended in 2017)

  外商投资产业指导目录 (2017 年修订)

  Foreign investment negative list released.

  August 09, 2017

• Foreign Investment Industrial Guidance Catalogue (Amended in 2017)

  外商投资产业指导目录 (2017 年修订)

  Foreign investment negative list released.

  August 09, 2017

• National Development and Reform Commission and Ministry of Commerce, Foreign Investment Industrial Guidance Catalogue (Amended in 2017)

  国家发展和改革委员会、商务部外商投资产业指导目录 (2017年修订)

  Foreign investment catalogue further lifts restrictions.

  July 19, 2017