Law Digest

• China Securities Depository and Clearing Corporation Limited, Circular on Matters Relevant to the Opening of Securities Accounts for the Wealth Management Products of Commercial Banks

  中国证券登记结算公司关于商业银行理财产品开立证券账户有关事项的通知

  Wealth management products allowed to enter stock exchanges.

  January 16, 2014

• China Securities Regulatory Commission, Measures for the Regulation of Unlisted Public Companies (Revised)

  中国证券监督管理委员会非上市公众公司监督管理办法 (修订)

  Expansion nationwide of the new third board pilot project is formally initiated.

  January 16, 2014

• Ministry of Industry and Information Technology and the Shanghai Municipal People's Government, Opinions on Further Opening Value-added Telecommunications Services to Foreign Investment in the China (Shanghai) Pilot Free Trade Zone

  工业和信息化部、上海市人民政府关于中国（上海）自由贸易试验区进一步对外开放增值电信业务的意见

  Telecommunications services further opened up in the Shanghai Free Trade Zone.

  January 16, 2014

• State Council, List of Investment Projects Subject to Government Check and Approval (2013)

  国务院政府核准的投资项目目录 (2013年本)

  State Council relaxes approval requirements for foreign projects.

  January 16, 2014

• People's Bank of China, Measures for the Administration of Interbank Negotiable Certificates of Deposit

  中国人民银行同业存单管理办法

  China further liberialises its interest rates.

  January 16, 2014

• Supreme People's Court, Provisions on Several Issues Concerning the Trial of Independent Guarantee Dispute Cases (Draft for Comments)

  最高人民法院关于审理独立保函纠纷案件若干问题的规定（征求意见稿）

  Issued: November 29 2013Main contents: Where the beneficiary and the guarantee applicant or a third party have colluded in bad faith and there is no genuine…

  December 31, 2013

• China Securities Regulatory Commission, Guidelines on the Disclosure of Major Financial Information and Information on the Business Position Since the Financial Report Audit Date in Prospectuses for the Initial Public Offering of Shares and the Listing thereof of Companies

  中国证券监督管理委员会关于首次公开发行股票并上市公司招股说明书财务报告审计截止日后主要财务信息及经营状况信息披露指引

  Unaudited quarterly financial statements required to be provided in the prospectus after financial report audit date.

  December 31, 2013

• China Securities Regulatory Commission, Guidelines on the Disclosure of Information Relating to Profitability in Prospectuses for the Initial Public Offering of Shares and the Listing thereof of Companies

  中国证券监督管理委员会关于首次公开发行股票并上市公司招股说明书中与盈利能力相关的信息披露指引

  IPO issuers required to provide data comparison with competitors.

  December 31, 2013

• China Insurance Regulatory Commission, Circular on Issues Relevant to the Regulation of Captive Insurance Companies

  中国保险监督管理委员会关于自保公司监管有关问题的通知

  Circular issued to regulate captive insurance companies.

  December 31, 2013

• People's Bank of China, Opinions on Financial Support for the Establishment of the China (Shanghai) Pilot Free Trade Zone

  中国人民银行关于金融支持中国（上海）自由贸易试验区建设的意见

  Individuals are allowed to engage in securities investment overseas.

  December 11, 2013