Legal

• Investments in Insurance Company Subordinated Debt with Fixed Term by Insurance Companies and Insurance Asset Management Companies Circular

  关于保险公司、保险资产管理公司投资保险公司次级定期债务的通知

  The Circular deals with issues related to investments in insurance company subordinated debt with fixed term by insurance companies and insurance asset management companies. Investments in subordinated debt by insurance companies shall handled by the head office of insurance companies.

  January 31, 2005

• Department of Public Offering Supervision of the China Securities Regulatory Commission, Further Improving the Implementation of the «Sponsorship System for Offering and Listing of Securities Tentative Procedures» Circular

  中国证监会发行监管部关于进一步做好《证券发行上市保荐制度暂行办法》实施工作的通知

  Issued: December 31 2004Main content: Starting from January 1 2005, the China Securities Regulatory Commission (CSRC) will not, prior to the issuance of…

  January 31, 2005

• China Securities Regulatory Commission and China Banking Regulatory Commission, Administration of the Qualifications for Securities Investment Fund Custodianship Procedures

  中国证券监督管理委员会、中国银行业监督管理委员会证券投资基金托管资格管理办法

  Promulgated: November 29 2004Effective: January 1 2005Applicability: The Procedures are applicable to Chinese-invested commercial banks in China but not…

  January 31, 2005

• Beijing Municipality, Administration of Investment in and Establishment of Enterprises and Institutions Overseas Procedures

  北京市境外投资开办企业和机构管理办法

  Promulgated: November 17 2004Effective: as of date of promulgationInterpreting authority: Specific issues in enforcing these Procedures shall be interpreted…

  January 31, 2005

• Tianjin Municipality, Verification of Enterprise Investment Projects Tentative Administrative Procedures

  天津市企业投资项目核准暂行管理办法

  Promulgated: November 3 2004Effective: as of date of promulgationApplicability: The Procedures apply to fixed asset investment projects listed in the Investment…

  January 31, 2005

• China Insurance Regulatory Commission, Administration of Insurance Agencies Provisions

  中国保险监督管理委员会保险代理机构管理规定

  Promulgated: December 1 2004Effective: January 1 2005Interpreting authority: China Insurance Regulatory Commission (CIRC)Main contents: Without the approval…

  January 31, 2005

• Tianjin Municipality, Administration of the Verification of Foreign-invested Projects Tentative Administrative Procedures

  天津市外商投资项目核准暂行管理办法

  Promulgated: November 3 2004Effective: as of date of promulgationApplicability: The Procedures apply to verification of all foreign-invested projects in…

  January 31, 2005

• Department of Public Offering Supervision of the China Securities Regulatory Commission, Standards for Examination and Verification of Share Issues Memorandum (No.18) - Regulatory Requirements on the Qualifications and Acts of the Inquiry Recipients of Initial Public Offerings of Shares

  中国证监会发行监管部股票发行审核标准备忘录第18号–对首次公开发行股票询价对象条件和行为的监管要求

  Promulgated: December 7 2004Main contents: Inquiry recipients' own business or securities investment products managed by them shall be limited to the following…

  January 31, 2005

• China Securities Regulatory Commission, Several Issues Concerning the Trial Implementation of an Inquiry System for Initial Public Offerings of Shares Circular

  中国证券监督管理委员会关于首次公开发行股票试行询价制度若干问题的通知

  Issued: December 7 2004Effective: January 1 2005Main contents: The Circular elaborates the procedure for making inquiries to securities investment fund…

  January 31, 2005

• Department of Intermediary Supervision of the China Securities Regulatory Commission, Issues Relevant to Issue of Short-term Bonds by Securities Companies Circular

  中国证券监督管理委员会机构监管部关于证券公司发行短期融资券相关问题的通知

  Issued: January 11 2005Main contents: Securities companies intending to issue short-term bonds shall submit certain materials to certify their fulfilment…

  January 31, 2005